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Short Note |
1 Department of Earth and Planetary
Science
University of California
Berkeley, California 94720
| Abstract |
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| Introduction |
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In areas where such data are not available, a simpler approach may be applied to set some limits to the expected extent of liquefaction during potential earthquakes. Field observations show that, for earthquakes of a given magnitude M, the occurrence of liquefaction is confined within a particular distance from the earthquake focus, that is, the liquefaction limit, Rmax, beyond which liquefaction may not be expected (e.g., Kuribayashi and Tatsuoka, 1975; Ambraseys, 1988; Papadopoulos and Lefkopulos, 1993; Galli, 2000). The liquefied sites at the liquefaction limit are likely to be those with the optimal conditions for liquefaction, that is, saturated soils with high liquefaction susceptibility. Thus the application of the liquefaction limit to an area without prior information on its liquefaction susceptibility may only be taken as an estimate of the maximum likelihood of liquefaction occurrence during a potential earthquake. Sites at closer distances may include less optimal conditions but are exposed to greater seismic input.
In this study we show, based on updated compilation of worldwide data, a new relation between the liquefaction limit and earthquake magnitude. This relation allows us to derive, for the first time, a relation between the liquefaction limit and the seismic energy, which in turn allows us to formulate an attenuation relation of seismic energy density with distance and to estimate the threshold seismic energy density required for soil liquefaction. By comparing these results with similar results for liquefaction during underground explosions, we attempt to decipher the differences and similarities between earthquake and underground explosion in their effects on soil liquefaction.
| Liquefaction Limits |
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By combining the aforementioned datasets and adding some recent liquefaction
data (Table 1) we obtain a
substantially larger dataset than any of the previous studies.
Figure 1 shows the hypocentral
distance of liquefaction against the earthquake magnitude M. For
earthquakes of a given magnitude M, liquefaction generally occurs
within a range of hypocentral distances. The maximum of this range is defined as
the liquefaction limit Rmax. A least-square fit of data for
Rmax versus M yields the following relation:
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| (1) |
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To relate Rmax to the seismic-wave energy of an
earthquake Eeq, we use the classical Gutenberg-Richter
relation between Eeq and M
(Gutenberg and Richter, 1956):
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| (2) |
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| (3) |
Eeq relations. Combining
(1) and
(2) we obtain:
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| (4) |
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| (5) |
Eeq relations.
Liquefaction has also been documented in many underground explosions, both
chemical (e.g., Ivanov, 1967;
Charlie, 1978) and nuclear
(e.g.,
Banister et al., 1976;
Blouin, 1978). Explosive compaction is commonly used to densify cohesionless
soils and is known to induce local liquefaction (e.g.,
Green and Mitchell, 2004).
Charlie et al. (1996)
summarized these observations and obtained the following empirical relation
existing between the liquefaction limit and the explosive yield of the
explosions Y:
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| (6) |
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| (6'') |
Using an empirical relation between the yield of underground explosion and
the equivalent seismic magnitude for alluvium
(Bolt, 1976), we may convert
(6) to a relation between
Rmax and the equivalent seismic magnitude for underground
explosions:
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| (7) |
Note that the slope of this relation is nearly identical with that in equation (1), whereas the intercept terms in the two relations differ significantly (Fig. 1). This difference in intercept suggests that, at an equivalent M, the liquefaction limit for underground explosion is about two orders of magnitude smaller than that for earthquakes. This difference in the liquefaction limit is consistent with the general notion that shearing may be much more effective than compression in triggering liquefaction. Because most of the seismic energy generated by explosion occurs in compression, there is much less shear energy in explosions than in earthquakes of an equivalent magnitude. The difference in the liquefaction limit may also be due to a difference in the frequency content in ground motion between earthquake and explosion. Finally, the difference in the liquefaction limit between earthquake and underground explosion may be related to the difference in the duration of shaking which is known to affect the stress level for the occurrence of liquefaction (e.g., Seed and Lee, 1966); that is, the duration of ground shaking is much shorter during underground explosions than during earthquakes of an equivalent magnitude (e.g., Bolt, 1976). On the other hand, we caution that the liquefaction limits documented during explosions were all smaller than 1 km (i.e., the dash line in Fig. 1 is an extrapolation of the empirical relation from field data), whereas all the documented liquefaction limits during earthquakes were greater than 10 km (Fig. 1); hence, a strict comparison between (1) and (7) is necessarily fraught with uncertainty.
Most of the energy in underground explosions is spent in fracturing, heating,
melting, and vaporizing the surrounding rocks
(Bolt, 1976;
Johnson and Sammis, 2001); only
a very small fraction is converted to seismic energy. The fraction of the total
energy that goes into seismic energy is a measure of the seismic efficiency of
explosions, which ranges from 10–3 to 10–2 for
sediments and solid rocks, respectively
(Bolt, 1976). Assuming a seismic
efficiency of 10–3 for sediments and soils we obtain from
(6') the seismic energy in
underground explosions (Eex),
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| (8) |
Because equations (4),
(5), and
(8) all have the same functional
form, we may summarize them into a single relation for the convenience of
discussion:
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| (9) |
240 J/m3 for underground explosions. | Threshold Energy |
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| (10) |
is an empirical constant to be determined; the term
"+1" is included so that the seismic energy in a unit volume at
r = 0, that is, e(r = 0), is equal to
the total seismic energy of the earthquake or underground explosion, that is,
E. Replacing E in the preceding expression by the expression
in (9) and r by
Rmax, we obtain the seismic-energy density at the
liquefaction limit, that is, the threshold energy:
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| (11) |
=
β, which ranges from 3 to 3.3, and eth
= A, which ranges from 0.004 to 0.1 J/m3 for
liquefaction during earthquakes and is
240 J/m3 for liquefaction
during underground explosions. The several orders of magnitude difference in the
threshold energy between earthquakes and underground explosions is consistent
with our earlier suggestion that the triggering of liquefaction during
earthquakes and underground explosions is sensitive to the relative duration of
ground shaking, the frequency content in ground motion, and the relative amount
of shear energy in the induced ground motion.
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| Ground-Motion Attenuation |
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| (12) |
Because ground-motion attenuation relationships have long been developed on
seismological basis and widely used in seismic-hazard analysis, it would be
interesting to compare the preceding relation based on liquefaction limit with
the seismological relations. Most seismological attenuation relations describe
the expected peak ground motions as a function of earthquake magnitude, distance
to the source region, and local site characterization (Boore et al.,
1993, 1994;
Abrahamson and Silva, 1997;
Campbell, 1997). Some relations
also include the style of faulting
(Boore et al., 1997)
and directivity effects
(Somerville et al., 1997).
A useful review is given by Campbell
(2003). Numerous variables, such
as basin effects (e.g.,
Graves et al., 1998;
Kawase, 1996), site effects
(Campbell, 2003), and seismic
waves, critically reflected off the Moho and other crustal layers
(Somerville and Yoshimura, 1990;
Catchings and Kohler, 1996), may
cause significant changes in the ground- shaking intensity during any
earthquake. Thus, it is difficult to determine how ground motion may attenuate
with distance, and a wide variety of relations has been proposed. Boatwright
et al. (2003) suggested
that the peak ground acceleration (PGA) and the peak ground velocity
(PGV) for nine large earthquakes and 95 moderate earthquakes in
northern California may attenuate with distance more rapidly than a simple power
law would predict, whereas Catchings and Kohler
(1996) showed that the overall
profile of the PGV along the San Francisco Peninsula during the 1989
Loma Prieta earthquake decreases according to 1/r2 for
direct arrivals and 1/r for reflected arrivals. Applying an inversion
scheme, Cua (2004) decomposed
and parameterized the ground-motion envelopes of about 30,000 strong-motion
records of Southern California earthquakes and developed the corresponding
strong-motion attenuation relationships. The results show that, at soil sites,
the amplitude of the horizontal S-wave velocity envelope declines with
distance according to
1/r1.59. Because the amplitude of
the horizontal S-wave velocity envelope usually corresponds to the
horizontal PGV of the record, this result implies
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| (13) |
Although seismologists characterize the attenuation relationship by the
decline of the PGA or PGV with distance, liquefaction of
soils is caused by the cumulative deformation of saturated soils and sediments
during ground shaking. Thus the attenuation relation
(12) inferred from liquefaction
limit represents the attenuation of the time-cumulative energy in the ground
motion. To evaluate the cumulative ground-motion energy from the strong-motion
records, we adopt the Arias intensity
(Arias, 1970;
Jennings, 2003) from earthquake
engineering, which is a measure of the total amount of energy imparted to a
spectrum of single-degree simple harmonic oscillators, that is,
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| (14) |
, t) is the displacement of a
single-degree simple harmonic oscillator, of natural frequency
,
responding to (or driven by) ground acceleration ü(t)
during an earthquake. In computing the response of the simple harmonic
oscillators we assumed a 5% damping, following the usual practice in earthquake
engineering. Plotting eAr against PGV for the
2004 Mw 6.0 Parkfield and the 2003 Mw
6.5 San Simeon, California, earthquakes (Fig.
3a,
b) we obtain, respectively, the
following linear relationships between log (eAr) and log
(PGV),
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| (15) |
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| (16) |
1/r1.59 for horizontal
S waves in Southern California
(Cua, 2004) implies that the
cumulative ground-motion energy density attenuates with distance according to
e
1/r3 at soil sites. Thus the attenuation
relationship from the present liquefaction limit study,
(12), is consistent with the
strong-motion records.
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Ground motion during underground explosions has been documented both in the
United States and in the then Soviet Union. Olsen and Peratt
(1994) and Smith
(1994) reported the ground
motion during a 1-kt underground chemical explosion in the Nevada Test Site at
distances up to 1 km, which may be characterized by a decline of PGV
with distance according to
1/r1.6, and Kostyuchenko
et al. (1974) reported
the ground motion during nuclear explosions in central Asia at distances up to
100 km, which may be characterized by a decline of the PGV with
distance according to 1/r1.75. The difference between these
results may either reflect a real difference in the attenuation relations
between the different tectonic regions, or it may simply reflect the uncertainty
in the empirical relations. Assuming the same relation between PGV
and the cumulative energy for ground motion during underground explosions, we
may infer that the ground-motion energy density attenuates with distance
according to 1/r3.2 for underground explosions in the Nevada
Test Site, which is consistent with the attenuation relation
(12) obtained on the ground of
the liquefaction limit and according to 1/r3.5 for
underground explosions in central Asia.
| Discussion |
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A large amount of laboratory measurements for a variety of saturated soils
under cyclic shearing, as summarized in Dobry et al.
(1982) and Vucetic
(1994), has shown that, pore
pressure begins to increase at a shear-strain threshold of
10–4. The shear-strain required for liquefaction appears to
depend on soil density, effective stress, the number of stress cycles, and the
duration of ground shaking
(National Research Council, 1985),
but, according to data compiled by Vucetic
(1994), should be greater than
10–3. Here we take 10–3 as the lower bound of
the shear strain required for liquefaction to get a limiting estimate on the
shear modulus of soils and sediments prior to liquefaction. We assume a
simplified relation between the threshold energy for liquefaction and the
threshold strain amplitude
th
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| (17) |
th by its lower bound, that is,
10–3, we obtain an upper- bound estimate of
µeff of
0.2 MPa, which is still more than 3 orders
of magnitude smaller than the elastic shear moduli of sandy soils determined
from shear-wave velocity measurements
(Ishihara, 1996). This result
implies that the shear modulus of soils and sediments may have degraded by more
than 3 orders of magnitude during the earthquakes prior to the onset of
liquefaction. This inference is in qualitative agreement with laboratory and
field measurements. Laboratory experiments on saturated soils under cyclic
loading have shown that soils weaken significantly once the increasing pore
pressure reaches 0.5 of the confining pressure
(De Alba et al., 1975;
Luong, 1980). The magnitude of
this degradation, however, may vary according to soil porosity, grain size,
depth of burial, and geological age
(National Research Council, 1985).
Significant degradation of the rigidity of saturated soils were documented in
the field during the 1987 Superstition Hills, California, earthquake, the 1989
Loma Prieta, California, earthquake, and the 1995 Kobe, Japan, earthquake, among
others, prior to the occurrence of liquefaction
(Holzer et al., 1989;
Pavlenko and Irikura, 2002;
Ching and Glaser, 2003). Thus
the small magnitude of the preliquefaction shear modulus,
µeff, inferred from the threshold energy for
liquefaction, is qualitatively consistent with the available field and
laboratory measurements of soils and sediments under seismic and cyclic
loading. The small distance between the explosion-induced liquefaction and the explosion sources (< 1 km; Charlie et al., 1996) and the shallow depth of burial imply that the direct paths of the explosion-generated seismic waves must be shallow (e.g., Lay and Wallace, 1995). In view that the attenuation of earthquake-induced ground motion has the same functional form as that for explosion-induced ground motion we infer that the paths of the earthquake-induced seismic energy might also be shallow. This last inference appears to be consistent with the documented liquefaction during the 1987 Superstition Hills earthquake in Southern California, where the onset of pore-pressure buildup occurred with the arrival of amplified near-surface, near-station scattered waves (Holzer et al., 1989).
Relation (1) implies that
liquefaction would occur during earthquakes of any magnitude. However, no
liquefaction has so far been documented for earthquakes with magnitudes smaller
than 4 (see Fig. 1). This
apparent paradox may have a simple explanation. Because most earthquakes occur
at depths
10 km, Rmax for earthquakes with magnitude
smaller than 4 would be less than 10 km according to equation
(1) and would thus be smaller
than their focal depth. Consequently, no liquefaction might be expected at the
surface for earthquakes with magnitude smaller than 4. In comparison,
underground explosions are mostly conducted at shallow depths; liquefaction has
been documented for explosions as small as 0.005 kt
(Ivanov, 1967), with an
equivalent magnitude of
2.
We stress that the liquefaction limit relation, that is, equation (1), includes only earthquake magnitude and distance to hypocenter as the parameters that influence liquefaction. Properties of the earthquake source (rupture directivity), properties of the seismic waves (frequency content), duration of ground shaking, properties of the region through which the waves travel (basin effect), and soil properties (liquefaction susceptibility) may all influence the occurrence of liquefaction. Although more work is needed to decipher the significance of each of these factors on the occurrence of liquefaction, we offer the following explanations of why some of these factors may not be required in defining the liquefaction limit in equation (1): (1) The liquefaction limit for a given earthquake magnitude (Fig. 1) is about an order of magnitude greater than the corresponding fault length, as estimated from empirical relations between fault length and magnitude (e.g., Kanamori and Anderson, 1975). Thus at the distances of the liquefaction limit, the rupture directivity on a fault may be a secondary factor, relative to earthquake magnitude and hypocentral distance, in affecting the occurrence of liquefaction. (2) For earthquakes of the same magnitude, the variations in some factors, such as frequency content and the duration of ground shaking, may be small enough that their effect on the occurrence of liquefaction is "hidden" in the magnitude parameter. (3) The soil condition at the liquefaction limit may represent an optimal liquefaction susceptibility, as noted earlier.
In conclusion, we showed, based on updated compilation of global data, an
empirical relation between the liquefaction limit Rmax of
saturated soils and earthquake magnitude M. Combining this relation
with a relation between M and the seismic energy of an earthquake, we
derived a relation between Rmax and the seismic energy:
. The exponent of
this relation implies that the cumulative ground-motion energy density
attenuates with distance according to
1/r3. The value
of the prefactor corresponds to a threshold energy for liquefaction and implies
a preliquefaction degradation of the shear modulus of soils by 3 to 4 orders of
magnitude. By utilizing Cua's
(2004) attenuation relationship
derived from
30,000 strong-motion records for Southern Californian
earthquakes, together with the records for the 2004 Parkfield earthquake and the
2003 San Simeon earthquake, we demonstrate that the implication of the
liquefaction limit relationship, that the cumulative ground-motion energy
density attenuates with distance according to
1/r3, is
consistent with strong-motion records. Liquefaction documented during
underground explosions is characterized by a threshold energy several orders of
magnitude greater than that for liquefaction during earthquakes, but it shows a
functional relation between E and Rmax similar to
that for liquefaction during earthquakes and implies a similar attenuation
relation between ground-motion energy density and distance.
| Appendix |
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Manuscript received January 28, 2005
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